Broker Check

Pre and Post IPO Planning

IPO Starter

Appropriate for individuals with RSUs

Restricted Stock Units Strategy

  • When should I sell?
  • What tax withholding percentage should I select?
  • Should I take a loan for tax payments?
  • CPA collaboration
  • If the value of my stock goes up or down, how will it affect me?

Liquidity & Cash Flow Considerations

  • Should I sell in a secondary offering / tender offer?
  • Lending options
  • Investment planning
  • Cash flow planning























$4,000

IPO Essentials

Appropriate for individuals with ISOs/NQSOs

Stock Options Exercise Strategy

  • ISO/NQSO considerations
  • When should I exercise?
  • How much should I exercise?
  • Cashless exercise considerations
  • How should I fund my exercise?
  • How does alternative minimum tax (AMT) work?
  • Can I take a loan to help me exercise?
  • Early exercise considerations and 83b election assistance
  • What's my strategy during a lockup period?
  • Tax considerations & CPA collaboration
  • If the value of my stock goes up or down, how will it affect me?
  • Up/down scenario modeling

Liquidity & Cash Flow Considerations

  • Should I sell in a secondary offering / tender offer?
  • Stock sale strategy
  • Federal and State Tax considerations
  • Lending options
  • Investment planning
  • Cash flow planning













$6,000

IPO Complete

Appropriate for individuals with ISOs/NQSOs

Stock Options Exercise Strategy

  • ISO/NQSO considerations
  • When should I exercise?
  • How much should I exercise?
  • Cashless exercise considerations
  • How should I fund my exercise?
  • How does alternative minimum tax (AMT) work?
  • Can I take a loan to help me exercise?
  • Early exercise considerations and 83b election assistance
  • What's my strategy during a lockup period?
  • Tax considerations & CPA collaboration
  • If the value of my stock goes up or down, how will it affect me?
  • Up/down scenario modeling

Liquidity & Cash Flow Considerations

  • Should I sell in a secondary offering / tender offer?
  • Stock sale strategy
  • Federal and State Tax considerations
  • Lending options
  • Investment planning
  • Cash flow planning

Tax-efficient Diversification Strategies

  • Exchange funds
  • Qualified opportunity zone investments (real estate)
  • Charitable giving of highly appreciated stock

Concentrated Stock Strategies

  • Hedging to protect against a decline
  • Put options to create price floor
  • Covered call options

$7,500

<strong>Incentive Compensation Guide&#160;</strong>

Incentive Compensation Guide 

Download Here

Schedule a Call to Learn More