Broker Check

Financial Planning for Private Equity Professionals

Our mission is to empower people to maximize their financial potential and be the trusted financial partner they are looking for.

Financial planning is a journey, not a destination.

Private Equity professionals have unique needs when it comes to their financial planning.

Having a wealth advisory firm that understands your compensation, carry, leverage, and tax situation enables you to spend less time managing your finances while having confidence knowing a sophisticated team is looking after you.


We Offer:

Access to lending structures with competitive pricing

Tax-efficient portfolios and private investments

Sophisticated financial planning

Estate Planning

Coordinated planning with a tax advisor

Compliance reporting

Our Packages

<strong>Essentials</strong>

Essentials

  • Develop investment portfolio and set financial goals
  • Investment portfolio analysis and recommendations to asset allocation and/or target date funds
  • 5-year cash flow and savings projection (click for an example)
  • Capital gains roadmap and investment planning
  • Capital call funding strategy and lending strategy
  • Debt strategy for mortgage, student loans, auto loans, etc.
  • Review retirement account contributions (IRA & Roth)
  • Evaluate employer retirement plans (401(k), 403(b), SEP IRA, etc.)
  • Elect employee benefits & evaluate supplemental coverage needs
  • Traditional versus ROTH contribution analysis
  • Education and college funding
  • Insurance planning (Life, Disability, Long-term care)
  • Assistance with major purchases (i.e. home buying help)
  • Review custodial account contributions

$6,000

<strong>Complete</strong>

Complete

*Appropriate for individuals who are working with a tax planner or plan to engage a tax planner

**Appropriate for individuals who expect $250,000 or more in realized capital gains annually

Everything from Essentials package plus:

  • Tax coordination meeting with your accountant
  • Alternative investment strategy (venture capital, non-traded real estate)
  • Tax-qualified investment consideration (exchange funds,  deferred annuities, etc.)
  • Retirement income forecasting and planning
  • Estate planning review - updating documents and beneficiaries as needed
  • Budget analysis (spending by category, spending history, budget establishment)
  • Roth IRA Conversion analysis
  • Annual gifting & charitable giving

$10,000

About Our Fees

For clients that want a comprehensive financial plan, but are not looking for investment management services, we charge planning fees ranging from $6,000 to $10,000 based on your needs. We will also do one-time project work based upon an agreed-upon scope of work. We will make a good faith estimate of the number of hours needed to complete the project. Fees typically start at $3,000 for project-based engagements.

This fee does not include any ongoing advice post-engagement, nor does it include detailed investment portfolio recommendations that would typically qualify as services applicable as wealth management services.

The Onboarding Process - The First 8 Weeks

A Year In The Life Of Our Clients


Book an Introductory Call


Frequently Asked Questions

1.) What’s the main difference between Essentials and Complete? 

The main difference is that the Complete package provides coordinated planning with an outside tax professional throughout the year. Coordinated planning can be beneficial to you because your strategy is developed with both financial planning and tax consequences in mind. Furthermore, it allows you to have confidence knowing you’re asking the appropriate questions to your accountant.

2.)  If I want one service from the Complete package, can I swap that in for a service in the Essentials package that I don’t need?

Yes, you can. Our packages are priced based on how much time we spend with you so let us know what you have in mind and we’ll tailor the engagement to fit your needs.

3.)  What is the additional fee to include my spouse?

For the Essentials and Complete packages, there are no extra fees to include your spouse. The flat fees of $5,000 and $8,000 includes the both of you.